Starting an RIA is full of twists and turns. We help you navigate the road ahead.
Launching your firm is exciting. profitable – and complicated. We help new advisors with everything from setup and compliance to transitioning your clients–so you can focus on what you do best: bringing in new business, building your book and growing your AUM.
Planning the Transition
Build Your Plan
A successful start begins with understanding what type of firm you want to setup and want you want to accomplish. We begin by setting your targets for AUM, revenue and numbers of both clients and advisors. From there, we map out the best structure for the business, the resources you need and the plan for putting it all together.
Select Custodians & Broker-Dealers
Not all partners are created equal. Selecting the right custodians and broker-dealer requires an understanding of your current and future needs. We assess which custodians support your product lines; determine what types of transition or startup support they offer; and evaulate which partners work fit best with your process.
Evaluate Technology Solutions
Technology is the backbone of any successful operation, and Endeavor makes sure you have the right tools at your disposal. We begin by evaluating solutions based on your needs and budget. Then we help you implement those products, so they talk to each other, are easy to use and run smoothly and keep your operations running smoothly.
Maintain Compliance
When it comes to compliance, everything must be done correctly. We understand how to properly setup your business so that regulations are followed and you stay out of trouble. We’ll work with you to setup your firm’s registration; assist you with documentation, procedures and contracts; and help you find the right compliance officer.
Launching Your RIA
Setup Your Business
With the plan in place, it’s time to get down to business. Endeavor works with you to onboard all of your partnerships, service providers and technology solutions. Then we help you setup your office space, find the right type of staff, determine the best type of capital or financing and structure your firm so it’s primed for growth.
Transition Your Clients
Transitioning client accounts is a complex process that must be done properly. Endeavor removes all the guesswork by giving you the roadmap for bringing over your clients. We make sure you know what rules and laws must be followed; help you with the required custodial paperwork; and give you boots on the ground to handle the necessary documentation.
Implement Your Process
As the owner of a new RIA, you’re now responsible more than managing client accounts. To keep things running smoothly, we help you build and implement a day-to-day process; help you find the right support personnel; and offload backend tasks, so you can focus on bringing in revenues.
Maximize Your Revenue
We create a model for scaling your business and building an even bigger book. Among these steps are the building out of a sustainable long-term plan; development of applicable financial metrics; and determining the ideal combination of growth vs. spend.
Planning the Transition
Build Your Plan
A successful start begins with understanding what type of firm you want to setup and want you want to accomplish. We begin by setting your targets for AUM, revenue and numbers of both clients and advisors. From there, we map out the best structure for the business, the resources you need and the plan for putting it all together.
Select Custodians & Broker-Dealers
Not all partners are created equal. Selecting the right custodians and broker-dealer requires an understanding of your current and future needs. We assess which custodians support your product lines; determine what types of transition or startup support they offer; and evaulate which partners work fit best with your process.
Evaluate Technology Solutions
Technology is the backbone of any successful operation, and Endeavor makes sure you have the right tools at your disposal. We begin by evaluating solutions based on your needs and budget. Then we help you implement those products, so they talk to each other, are easy to use and run smoothly and keep your operations running smoothly.
Maintain Compliance
When it comes to compliance, everything must be done correctly. We understand how to properly setup your business so that regulations are followed and you stay out of trouble. We’ll work with you to setup your firm’s registration; assist you with documentation, procedures and contracts; and help you find the right compliance officer.
Launching Your RIA
Setup Your Business
With the plan in place, it’s time to get down to business. Endeavor works with you to onboard all of your partnerships, service providers and technology solutions. Then we help you setup your office space, find the right type of staff, determine the best type of capital or financing and structure your firm so it’s primed for growth.
Transition Your Clients
Transitioning client accounts is a complex process that must be done properly. Endeavor removes all the guesswork by giving you the roadmap for bringing over your clients. We make sure you know what rules and laws must be followed; help you with the required custodial paperwork; and give you boots on the ground to handle the necessary documentation.
Implement Your Process
As the owner of a new RIA, you’re now responsible more than managing client accounts. To keep things running smoothly, we help you build and implement a day-to-day process; help you find the right support personnel; and offload backend tasks, so you can focus on bringing in revenues.
Maximize Your Revenue
We create a model for scaling your business and building an even bigger book. Among these steps are the building out of a sustainable long-term plan; development of applicable financial metrics; and determining the ideal combination of growth vs. spend.
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Inquiries, questions or thoughts?